Ethics and Compliance
- Registration Closed
This course will discuss the ethical responsibilities for members of the Society in their roles as representatives on behalf of clients before the IRS and State Taxing Authorities.
We will also explore the Internal Revenue Manual and Treasury Circular 230 requirements associated with performing due diligence as to accuracy when the tax accountant is aware of tax non-compliance.
After completing this course, an attendee will be able to:
- Define Conflict of Interest
- Recognize when Circular 230 10.20 may cause issues in representation cases.
- Identify how Circular 230 10.21 & 10.22 apply to representation cases.
- Describe when Circular 230 10.23 may apply to representation cases.
CPE Credit: 2 hours Ethics
Speaker: David Gannaway, EA
NSA Webinar Program Level: Basic Prerequisites: None Advance Preparation: None Delivery Method: Group-Internet Based
No refunds or exchanges for cancellations. For more information regarding refund, complaint and/or program cancellation policies, please contact NSA toll-free at 800-966-6679.
NSA is approved by NASBA, the IRS, ACAT, and CTEC as a provider of continuing professional education.
David Gannaway, EA
Mr. Gannaway joined J.S. Held in November 2020 as an executive vice president in the Forensic Accounting & Economics Group. Since 2007, he has been providing tax controversy, litigation support, and expert witness services to attorneys and clients in both civil and criminal litigations in federal and state courts across multiple business sectors including construction, healthcare, financial services, and nonprofit. As a former IRS criminal investigation special agent and assistant special agent in charge of the New York Field Office, Mr. Gannaway has 20 years of experience in managing and unraveling domestic/international complex white-collar financial fraud schemes involving tax evasion, corruption, and money laundering. He works closely with attorneys as a “Kovel” accountant in defending individuals under investigation or who may have been indicted for alleged white-collar financial crimes. Mr. Gannaway is a frequent speaker at industry conferences and a thought leader regarding civil/criminal income taxes, fraud schemes (prevention and detection), regulatory compliance, Bank Secrecy Act, and money laundering.